· Accountable for all aspects of regulatory compliance.

· Update and implement the fund’s compliance program.

· Perform annual compliance risk and conflicts assessment and implement resolutions to issues identified during this process.

· Manage regulatory exam processes.

· Maintain all written policies and procedure materials. Regularly review and update all fund materials.

· Develop new employee training and continuing education for the firm as it relates to compliance.

· Liaise with the firm’s auditors, administrator, outside legal counsel, directors and others as needed.

· Keep up to date with all regulations including new issuances, handbooks, regulations and other materials and publish announcements relevant to staff.

· Proactively draft and implement required compliance policies and procedures relevant to market and regulatory changes.

· Maintain and manage updated agreements with all third parties including prime brokers, ISDA counterparties and vendors. Maintain firm database tracking documentation and executed agreements.

· Manage counterparty and investor inquiries/requests and respond in a timely manner.

· Serve as liaison for communications within the firm and externally in all maters related to compliance and regulatory issues.

· Participate in/manage oversight committees.

· Regularly work with members of the investment team to vet trade ideas, process documentation and address trading issues.

· Liaise with the COO in all maters as needed

· Other projects as required.

· Bachelors Degree in Law, Business or related field.

· 5 - 10 years experience in a finance compliance-related position. Prior hedge fund experience preferred.

· Proven track record of accountability and meeting project deadlines.

· Fundamental understanding of the asset management industry.

· Demonstrated financial and analytical skills.

· Attention to detail, ability to multitask and strong organization skills.

· Demonstrated ability to effectively communicate with staff and clients, both orally and in writing.

· Ability to work independently as well as part of a team.

· Polished presentation skills and professionalism.

· Proficient in Microsoft PowerPoint, Excel and Word and database software.